Mary Haverly
Mary Haverly is a registered investment advisor at LPL Financial LLC, based in Rockford, IL, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6653 Weaver Rd. Ste. 101, Rockford, IL, 61114
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2014Other Business ActivitiesSells Insurance
Mary operates under the DBA Aine Private Wealth, Inc. for her LPL business, dedicating a significant amount of time to it. She also engages in non-variable insurance activities, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
International Assets Investment Management, LLC
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.