DC
DC

Davin Chen

16 Years of Experience
Pasadena, CA
Broker

Davin Chen is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Davin is a shadow board member at Pacific Academy, a private school, providing insight on financial matters such as budgeting and lending. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
September 2013 - Present · 12 yrs 8 mos
Morgan StanleyBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
September 2009 - October 2013 · 4 yrs 1 mo
Bancwest Investment Services, INC.Broker
July 2009 - October 2013 · 4 yrs 3 mos
State Registrations26 states
AZCACOCTDEFLGAHIILINMAMDMIMNMONCNDNJNVNYOHORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Davin Chen - Financial Advisor | TrueAdvisor