DS
CFA · CFP
DS
CFA · CFP

David Sokolovsky

12 Years of Experience
Chicago, IL
Broker

David Sokolovsky is a CFA, CFP-designated registered investment advisor, based in Chicago, IL, with 12 years of industry experience.

Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Securities, LLCBroker
May 2021 - Present · 5 yrs
Hightower Securities, LLC
May 2021 - Present · 5 yrs
Hightower Advisors, LLC
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Hightower Securities, LLCBroker
July 2012 - July 2014 · 2 yrs
Hightower Advisors, LLC
July 2012 - July 2014 · 2 yrs
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Citigroup Global Markets INC.
March 2008 - June 2009 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
February 2008 - June 2009 · 1 yr 4 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Sokolovsky - Financial Advisor | TrueAdvisor