William Lord
William Lord is a CFA-designated registered investment advisor at Pearson Financial Services, based in Dennis, MA, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.00% |
| $2.5M - $5.0M | 0.50% |
| $5M+ | 0.25% |
Annual asset allocation/portfolio monitoring fee is based on an aggregate value of all accounts within the established household. Fees are negotiable and exceptions to the general fee schedule may be made under certain circumstances.
Fee Estimator
Location
586 Main St, Dennis, MA, 02638
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William works as an estate administrator for the Law Office of Kathleen Fowler since 2005. This takes nearly full-time, and occurs during securities trading hours.
Employment History
Current Registrations
Pearson Financial Services
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.