DP
DP

Derek Pinelli

16 Years of Experience
Newburgh, NY
Broker

Derek Pinelli is a registered investment advisor at Wells Fargo Advisors, based in Newburgh, NY, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

500 Stony Brook Ct Suite 1, [Satellite], Newburgh, NY, 12550

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2016 - Present · 9 yrs 11 mos
Wells Fargo Advisors
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
LPL Financial LLCBroker
May 2012 - June 2016 · 4 yrs 1 mo
LPL Financial LLC
May 2012 - June 2016 · 4 yrs 1 mo
Hsbc Securities (USA) INC.
July 2011 - May 2012 · 10 mos
Hsbc Securities (USA) INC.Broker
June 2009 - May 2012 · 2 yrs 11 mos
State Registrations20 states
AZCACOCTFLGAHILAMAMDMEMONCNJNVNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Derek Pinelli - Financial Advisor | TrueAdvisor