Brooks Crissey is a CFP-designated registered investment advisor at LPL Financial LLC, based in Santa Rosa, CA, with 18 years of industry experience. Brooks is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
528 A St, Santa Rosa, CA, 95401
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brooks operates Apex Private Wealth Advisors as a DBA for his LPL business, dedicating nearly full-time hours to it. He also has a business entity, Desward Peak Partners LLC, for tax/investment purposes, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Christopher Arnold, CFP, ChFCLPL Financial LLC
- Robert TrentLPL Financial LLC
- Jane Scarbrough, CFPLPL Financial LLC
- Gregory Randall, CFPLPL Financial LLC
- David Wood, ChFCLPL Financial LLC
- Christopher GarciaLPL Financial LLC