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Thomas Harmon

15 Years of Experience
Saint Petersburg, FL
Broker

Thomas Harmon is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Saint Petersburg, FL, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, Saint Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2020 - Present · 5 yrs 5 mos
Raymond James Financial Services, INC.Broker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.
March 2016 - December 2020 · 4 yrs 9 mos
Raymond James & Associates, INC.Broker
January 2016 - December 2020 · 4 yrs 11 mos
Lcm Global Partners LLC
May 2015 - July 2015 · 2 mos
T. Rowe Price Advisory Services, INC.
July 2009 - February 2014 · 4 yrs 7 mos
T. Rowe Price Investment Services, INC.Broker
August 2008 - February 2014 · 5 yrs 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.