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Lydia Gaylord

8 Years of Experience
Salt Lake City, UT
Broker

Lydia Gaylord is a registered investment advisor, based in Salt Lake City, UT, with 8 years of industry experience.

Location

505 Wakara Way, 3rd Floor, Salt Lake City, UT, 84108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lydia works as Vice President of Institutional Business Development at Wasatch Advisors LP, an investment-related role. This takes nearly full-time hours, with 160 hours per month, and 130 hours per month during trading.

Employment History
Current Registrations
Alps Distributors, INC.Broker
January 2022 - Present · 4 yrs 4 mos
Wasatch Advisors LP
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Foreside Fund Services, LLCBroker
September 2018 - July 2021 · 2 yrs 10 mos
Ares Investor Services LLCBroker
September 2017 - August 2018 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lydia Gaylord - Financial Advisor | TrueAdvisor