MD
MD

Maria Diaz

17 Years of Experience
Miami, FL
Broker

Maria Diaz is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Maria is a part owner of a rental property in Lake Worth, FL since 2016. She is also a manager for OTIN LLC, a real estate company, since 2017, and a sole proprietor/owner of a rental property in Spain since 2024, dedicating minimal time to these activities outside of business hours.

Employment History
Current Registrations
Morgan Stanley
April 2016 - Present · 10 yrs 1 mo
Morgan StanleyBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Credit Suisse Securities (USA) LLC
September 2008 - April 2016 · 7 yrs 7 mos
Credit Suisse Securities (USA) LLCBroker
September 2008 - April 2016 · 7 yrs 7 mos
Lehman Brothers INC.
June 2008 - September 2008 · 3 mos
Lehman Brothers INC.Broker
March 2008 - September 2008 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.