Hector Garza
Hector Garza is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Palo Alto, CA, with 18 years of industry experience. Hector is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
505 S California Ave, Palo Alto, CA, 94304
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Hector is an insurance broker since 2019, dedicating a few hours per week to non-variable insurance. He also works full-time providing investment advisory services through Mariner Independent Advisor Network LLC and spends a significant amount of time on Stonebridge Global Investments.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Mariner Advisor Network
Pfg Advisors
LPL Financial LLCBroker
LPL Financial LLC
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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