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Gregory Hoover

17 Years of Experience
Englewood, CO
Broker

Gregory Hoover is a registered investment advisor at Cetera Investment Advisers LLC, based in Englewood, CO, with 17 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Englewood, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gregory is a financial professional with Prosperity Network of Advisors since September 2023, operating under a DBA for financial services. This takes about a quarter of his time, with most of the hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
September 2023 - March 2024 · 6 mos
Bancwest Investment Services, INC.Broker
January 2022 - September 2023 · 1 yr 8 mos
Bancwest Investment Services, INC. (bwis)
January 2022 - August 2023 · 1 yr 7 mos
Cetera Advisors LLC
December 2014 - January 2022 · 7 yrs 1 mo
Cetera Advisors LLCBroker
November 2014 - January 2022 · 7 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - November 2014 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - November 2014 · 2 yrs 1 mo
Chase Investment Services CORP.
April 2010 - October 2012 · 2 yrs 6 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
National Planning CorporationBroker
May 2008 - July 2009 · 1 yr 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.