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Adam Kay

LPL Enterprise, LLC
14 Years of Experience
Bedminster, NJ
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Adam Kay is a registered investment advisor at LPL Enterprise, LLC, based in Bedminster, NJ, with 14 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

135 Us Highway 202/206, Suite 3, Bedminster, NJ, 07921

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2024
Judgment / Lien
July 2023
Judgment / Lien
May 2023
Judgment / Lien
July 2019
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Adam is a member of the United States Coast Guard Auxiliary, dedicating minimal time. He is also the President/founder of Kay Financial Solutions, LLC, a DBA for his LPL business, and is involved with Prudential for property and casualty, but spends no time on either.

Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
March 2016 - November 2024 · 8 yrs 8 mos
Pruco Securities, LLC.Broker
February 2016 - November 2024 · 8 yrs 9 mos
Ameriprise Financial Services, INC.
December 2015 - February 2016 · 2 mos
Ameriprise Financial Services, INC.Broker
November 2015 - February 2016 · 3 mos
Hornor, Townsend & Kent, INC.Broker
April 2011 - July 2011 · 3 mos
AXA Advisors, LLC
May 2008 - April 2011 · 2 yrs 11 mos
AXA Advisors, LLCBroker
January 2008 - April 2011 · 3 yrs 3 mos
State Registrations9 states
AZCAFLGANJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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