TrueAdvisor
TrueAdvisor
MD
MD

Michael Dickstein

Oppenheimer & CO. INC.
17 Years of Experience
Pottsville, PA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Michael Dickstein is a registered investment advisor at Oppenheimer & CO. INC., based in Pottsville, PA, with 17 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 South Centre Street, Pottsville, PA, 17901

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2020
Final
Customer Dispute
August 2016
Settled
Regulatory
February 2015
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a 25% owner of Dickstein and Lyons LLC, a rental property, spending minimal time on it. He is also a 50% owner of BCPROPPartners LLC, another rental property, dedicating minimal time.

Employment History
Current Registrations
Oppenheimer & CO. INC.
October 2014 - Present · 12 yrs
Oppenheimer & CO. INC.
October 2014 - Present · 12 yrs
Oppenheimer & CO. INC.Broker
October 2014 - Present · 12 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - January 2014 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - January 2014 · 2 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2011 · 2 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - June 2011 · 2 yrs
Morgan Stanley & CO. Incorporated
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
January 2008 - June 2009 · 1 yr 5 mos
State Registrations29 states
ALARAZCACOCTDEFLGAHIILLAMAMDMIMNMONCNJNVNYOHOKORPASCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Pottsville, PA →All financial advisors in Pennsylvania →