Tom Nelson
Tom Nelson is a CFP-designated registered investment advisor at Tom C. Nelson, PHD, Cfp(r) Personal Financial Consultant, based in Broomfield, CO, with 17 years of industry experience. Tom operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 25 clients.
Compensation
Firm Size
IM Fee
Location
Broomfield, CO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tom is a senior instructor of finance at the Leeds School of Business, University of Colorado at Boulder since 1999. This non-investment related business takes nearly full-time hours.
Employment History
Current Registrations
Tom C. Nelson, PHD, Cfp(r) Personal Financial Consultant
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.