JJ
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Joseph Jennings
17 Years of Experience
Topeka, KS
Broker
Joseph Jennings is a registered investment advisor at Cetera Investment Advisers LLC, based in Topeka, KS, with 17 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3701 SW Wanamaker Road, Topeka, KS, 66610
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2015 - Present · 10 yrs 11 mos
Cetera Investment Services LLC
September 2011 - Present · 14 yrs 8 mos
Cetera Investment Services LLCBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Uvest Financial Services Group, INC.Broker
May 2008 - September 2011 · 3 yrs 4 mos
State Registrations12 states
ARAZCACOFLKSLAMONCNEOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.