Peter Hall is a registered investment advisor, based in Bethel, CT, with 18 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2 Stony Hill Rd, Suite 208, Bethel, CT, 06801
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Regulatory History (1)
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Customer Dispute
March 2015Denied
Other Business ActivitiesSells Insurance
Peter is an insurance agent selling life and health insurance products since 2014, dedicating minimal time to this activity. He also serves as treasurer for a homeowners association and co-owns Financial Guide Solutions, LLC, dedicating nearly full-time hours to the LLC.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2026 - Present · 2 mos
Cetera Investment Advisers LLC
August 2026 - Present · 2 mos
Previous Registrations
MML Investors Services, LLCBroker
October 2010 - August 2026 · 15 yrs 10 mos
MML Investors Services, LLC
October 2010 - August 2026 · 15 yrs 10 mos
Wells Fargo Advisors, LLC
March 2009 - October 2010 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
March 2009 - October 2010 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2009 - February 2009 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2009 - February 2009 · 1 mo
Cowen and CompanyBroker
May 2008 - December 2008 · 7 mos
Caris & Company, INC.Broker
February 2008 - April 2008 · 2 mos
State Registrations23 states
AZCACOCTFLGAIDKYMAMDMIMONCNHNJNYOHPASCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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