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Gaizel Rivera

17 Years of Experience
Coral Gables, FL
Broker

Gaizel Rivera is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 6 mos
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 6 mos
Raymond James & Associates, INC.Broker
March 2022 - Present · 4 yrs 6 mos
Previous Registrations
Leucadia Asset Management LLC
August 2015 - December 2021 · 6 yrs 4 mos
Jefferies LLCBroker
July 2015 - December 2021 · 6 yrs 5 mos
Morgan Stanley
June 2009 - August 2015 · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2015 · 6 yrs 2 mos
Morgan Stanley & CO. Incorporated
May 2009 - June 2009 · 1 mo
Morgan Stanley & CO. IncorporatedBroker
June 2008 - June 2009 · 1 yr
State Registrations5 states
CACOFLNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.