Michael Broker
Michael Broker is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 University Blvd, Suite 450, Denver, CO, 80206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is the president of MJB Financial Inc., a DBA for his LPL business, and an Executive Vice President at Trilogy Financial, dedicating full-time hours to each. He also provides investment advisory services through Trilogy Capital, Inc., and works as an adjunct professor at the University of Denver, spending about 10-20% of his time on teaching.
Employment History
Current Registrations
Trilogy Capital, INC.
Previous Registrations
LPL Financial LLCBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations1 state
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