Shannon Nishio is a CFP-designated registered investment advisor, based in Honolulu, HI, with 15 years of industry experience.
Location
555 South St, Apt 102, Honolulu, HI, 96813
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2025 - Present · 8 mos
Raymond James Financial Services, INC.Broker
September 2025 - Present · 8 mos
Previous Registrations
Edward Jones
July 2021 - September 2025 · 4 yrs 2 mos
Edward JonesBroker
June 2021 - September 2025 · 4 yrs 3 mos
Gwfs Equities, INC.Broker
September 2017 - July 2021 · 3 yrs 10 mos
M Holdings Securities, INC.
April 2017 - September 2017 · 5 mos
M Holdings Securities, INC.Broker
August 2013 - September 2017 · 4 yrs 1 mo
M Holdings Securities, INC.Broker
April 2010 - August 2013 · 3 yrs 4 mos
State Registrations8 states
CAFLHIMENVNYORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.