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Amy Newell

16 Years of Experience
Danville, KY
Broker

Amy Newell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Danville, KY, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

306 West Main Street, Danville, KY, 40422

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy works as an associate/employee at Farmers National Bank as a registered sales assistant since 2007, and as a licensed assistant at FNB Investment Services since 2019. These roles each take about half of Amy's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2010 - Present · 16 yrs 3 mos
Raymond James Financial Services, INC.Broker
December 2009 - Present · 16 yrs 9 mos
State Registrations1 state
KY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Amy Newell - Financial Advisor | TrueAdvisor