Phillip Argue is a registered investment advisor, based in Los Angeles, CA, with 17 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Phillip works as an Investment Specialist for SEIA LLC, focusing on RIA sales and service. This activity is investment-related and takes nearly all of Phillip's time.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Osaic Wealth, INC.Broker
January 2023 - August 2023 · 7 mos
Steel Peak Wealth Management, LLC
October 2020 - June 2022 · 1 yr 8 mos
Prepared Capital
June 2017 - December 2020 · 3 yrs 6 mos
Morgan Stanley
June 2009 - April 2017 · 7 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2017 · 7 yrs 10 mos
Citigroup Global Markets INC.
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
State Registrations1 state
CA
Advisor
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Exams
No exam information available for this advisor.