Dorothy Hundrieser
Dorothy Hundrieser is a registered investment advisor at Rice Financial Consulting, INC., based in Los Gatos, CA, with 15 years of industry experience. Dorothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 369 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
Total fees include Rice Financial Consulting's fee plus a third-party manager fee of up to 0.50% contingent on asset mix. Fees are negotiable.
Fee Estimator
Location
300 E. Main Street, Los Gatos, CA, 95030
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dorothy spends minimal time per month doing bookkeeping for a dentist. Rice Financial Consulting, Inc. always acts in the best interest of the client.
Employment History
Current Registrations
Rice Financial Consulting, INC.
Previous Registrations
Park Avenue Securities LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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