Fabian Smith
Fabian Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Westchester, IL, with 5 years of industry experience. Fabian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Westchester, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Fabian owns The Cona Group Inc, providing tax planning, preparation, and accounting services, dedicating nearly full-time hours. He also works as a financial advisor for Blue Skies Financial Advisors LLC, spends about half his time as a tax expert for Turbo Tax, and provides financial coaching, dedicating a few hours per week. Fabian also sells and services equity indexed annuities, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
State Registrations10 states
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