CK
CFP · ChFC
CK
CFP · ChFC

Christopher Kim

17 Years of Experience
Elmsford, NY
BrokerSells Insurance

Christopher Kim is a CFP, ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Elmsford, NY, with 17 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

565 Taxter Road Suite 625 6th Floor, Elmsford, NY, 10523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is an independent insurance agent selling dental, group disability income, fixed annuities, and life/accident/health insurance, dedicating minimal time. He is also an owner/member of FNK Enterprises, LLC and Nunzi Kim LLC, spending minimal time managing administrative tasks and expenses for the latter.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
April 2010 - January 2015 · 4 yrs 9 mos
New England SecuritiesBroker
May 2008 - January 2015 · 6 yrs 8 mos
State Registrations27 states
ALARAZCACOCTFLGAIAILINLAMIMNMONCNHNJNMNYOHPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.