SB
SB

Saurav Bhattacharyya

18 Years of Experience
West Des Moines, IA
BrokerSells Insurance

Saurav Bhattacharyya is a registered investment advisor, based in West Des Moines, IA, with 18 years of industry experience.

Location

5550 Wild Rose Lane, Suite 400, West Des Moines, IA, 50266

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Saurav is the owner of Premac Wealth Management Services and an independent insurance agent. He also holds positions as adjunct faculty at Iowa State University, board member at Midland Credit Union and Lutheran Services of Iowa, and teacher at Greater Des Moines Partnership.

Employment History
Current Registrations
Vanderbilt Advisory Services
October 2020 - Present · 5 yrs 9 mos
Vanderbilt Securities, LLCBroker
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
December 2018 - November 2020 · 1 yr 11 mos
Cambridge Investment Research, INC.Broker
December 2018 - November 2020 · 1 yr 11 mos
Principal Securities, INC.
February 2008 - December 2018 · 10 yrs 10 mos
Principal Securities, INC.Broker
January 2008 - December 2018 · 10 yrs 11 mos
State Registrations14 states
ARCOFLIAILKSMNMONENYSDTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Saurav Bhattacharyya - Financial Advisor | TrueAdvisor