CW
CW

Christopher Ward

18 Years of Experience
St. Louis, MO
Broker

Christopher Ward is a registered investment advisor at LPL Financial LLC, based in St. Louis, MO, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

8000 Forsyth Blvd, St. Louis, MO, 63105

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
LPL Financial LLC
August 2023 - Present · 2 yrs 9 mos
LPL Financial LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Commerce Brokerage Services, INC
December 2010 - August 2023 · 12 yrs 8 mos
Commerce Brokerage Services, INC.Broker
December 2010 - August 2023 · 12 yrs 8 mos
Signator Investors, INC.Broker
January 2008 - December 2010 · 2 yrs 11 mos
State Registrations34 states
ALARAZCACOCTDCFLGAIAILKSKYMAMDMIMONCNJNMNVNYOHOKORPARISCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.