William Riddick
William Riddick is a registered investment advisor at Riddick & CO Entrepreneurial Finance, LLC, based in Palm City, FL, with 17 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 20 clients with $8.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.10% |
| $250K - $500K | 1.05% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.5M | 0.80% |
| $2.5M+ | 0.70% |
AssetMark also charges a platform fee which covers the cost of all transactions executed through the program, AssetMark’s compensation for the program and the fees paid to any other third-party investment advisers used to manage client accounts. The AssetMark Platform Fee varies by investment solution but does not exceed 1.15% annually. Therefore, the maximum total advisory fee (Riddick & Co’s fee plus AssetMark Platform Fee) charged to Riddick & Co. clients will not exceed 2.25%. Each client’s annual fee is negotiable and determined based on the investment adviser representative providing the services, the type of client, the complexity of the client's situation, the potential for additional Account deposits, and the relationship of the client with the investment adviser representative.
Fee Estimator
Location
Palm City, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is involved with J Riddick Corp, a marketing consulting company, and Wealth Inn, LLC, an insurance agency. He also serves as Director of Operations for his wife's real estate brokerage, dedicating about 10-20% of his time to providing guidance on a pro bono basis.
Employment History
Current Registrations
Riddick & CO Entrepreneurial Finance, LLC
Previous Registrations
Fortitude Advisory Group L.L.C.
Dernis Financial
Royal Alliance Associates, INC.
Ameriprise Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.