CB
CB
Charles Boggs
17 Years of Experience
Indianapolis, IN
1 DisclosureBroker
Charles Boggs is a registered investment advisor at Charles Schwab & CO., INC., based in Indianapolis, IN, with 17 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
8332 Woodfield Crossing Blvd., Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2023Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
April 2021 - Present · 5 yrs 1 mo
Charles Schwab & CO., INC.Broker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Charles Schwab & CO., INC.
July 2018 - March 2020 · 1 yr 8 mos
Schwab Private Client Investment Advisory, INC.
April 2014 - April 2021 · 7 yrs
Charles Schwab & CO., INC.
January 2011 - July 2016 · 5 yrs 6 mos
Chase Investment Services CORP.
January 2010 - November 2010 · 10 mos
Chase Investment Services CORP.Broker
January 2010 - November 2010 · 10 mos
Wells Fargo Advisors, LLC
April 2009 - June 2009 · 2 mos
Wells Fargo Advisors, LLCBroker
February 2008 - June 2009 · 1 yr 4 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.