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Daniel Mercer

Woodstock Wealth Management, INC.
18 Years of Experience
Houston, TX
1 DisclosureSells Insurance
View SEC Summary
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Daniel Mercer is a registered investment advisor at Woodstock Wealth Management, INC., based in Houston, TX, with 18 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,586 clients with $730M in assets under management.

Woodstock Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,586 clients
Average Client Portfolio
$458K average
Assets Under Management
$726.6M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

The annual fee for the Managed Account Program is negotiable and will not exceed 2.50%. The Performance Fee Program charges a standard 1% annual portfolio fee plus up to 20% performance fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12258 Queenston Blvd, Suite F, Houston, TX, 77095

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2017
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is the owner of Covenant Wealth Management, a DBA for an office of Woodstock Wealth Management, Inc. He spends minimal time paying branch expenses and offering non-securities insurance.

Employment History
Current Registrations
Woodstock Wealth Management, INC.
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Woodstock Financial Group, INC.
June 2017 - November 2018 · 1 yr 5 mos
Woodstock Financial Group, INC.Broker
June 2017 - December 2019 · 2 yrs 6 mos
Woodstock Financial Group, INC.
June 2017 - June 2017 · 0 mos
Raymond James Financial Services Advisors, INC
December 2015 - June 2017 · 1 yr 6 mos
Raymond James Financial Services, INC.Broker
November 2015 - June 2017 · 1 yr 7 mos
LPL Financial LLC
June 2012 - December 2015 · 3 yrs 6 mos
LPL Financial LLCBroker
June 2012 - December 2015 · 3 yrs 6 mos
Edward Jones
April 2008 - June 2012 · 4 yrs 2 mos
Edward JonesBroker
February 2008 - June 2012 · 4 yrs 4 mos
State Registrations3 states
NCOHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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