Cassandra Smalley
Cassandra Smalley is a CFA, CFP-designated registered investment advisor at Cassandra Smalley Wealth Management, based in Seminole, FL, with 13 years of industry experience. Cassandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 32 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Investment Management is available for clients participating in Financial Planning services. In the event Clients utilize our Investment Management and Financial Planning services, only the greater of one fee will be charged to receive both services.
Fee Estimator
Contact
Cassandra Smalley
Location
Seminole, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cassandra is a published author of "The Why of Wealth" and receives compensation from its sales. She also offers online courses and educational webinars, which do not provide advice about securities.
Employment History
Current Registrations
Cassandra Smalley Wealth Management
Previous Registrations
Ci Doyle Private Wealth, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Cassandra Smalley is the owner and CEO of Cassandra Smalley Wealth Management. She holds the CERTIFIED FINANCIAL PLANNER™ and Chartered Financial Analyst designations.