LE
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Laura Ennis

9 Years of Experience
Dallas, TX
Broker

Laura Ennis is a registered investment advisor at T. Rowe Price Associates, INC., based in Dallas, TX, with 9 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Dallas, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
T. Rowe Price Investment Services, INC.Broker
September 2024 - Present · 1 yr 8 mos
T. Rowe Price Associates, INC.
September 2024 - Present · 1 yr 8 mos
T. Rowe Price Investment Services, INC.
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Fidelity Institutional Wealth Adviser LLC
February 2024 - July 2024 · 5 mos
Fidelity Distributors Company LLCBroker
February 2024 - July 2024 · 5 mos
Fidelity Personal and Workplace Advisors
April 2020 - January 2024 · 3 yrs 9 mos
Fidelity Brokerage Services LLCBroker
May 2019 - January 2024 · 4 yrs 8 mos
LPL Financial LLC
September 2018 - May 2019 · 8 mos
LPL Financial LLCBroker
September 2018 - May 2019 · 8 mos
John Hancock Distributors LLCBroker
September 2016 - July 2018 · 1 yr 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Ennis - Financial Advisor | TrueAdvisor