Lori Sobin is a registered investment advisor at USA Financial Securities Corporation, based in Erie, PA, with 8 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 1,750 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USA Financial Securities offers two advisory account management options:
- Transaction-based pricing: You pay a lower custodial and administrative fee, plus individual transaction fees.
- Asset-based pricing: You pay a higher custodial and administrative fee that includes transaction costs. This is best for clients who anticipate moderate to high levels of trading activity.
Representatives may also provide access to third-party money managers. The fees for these managers vary and are disclosed in their own brochures. Representatives may also offer customized financial strategies with varying fee structures, detailed in the representative's disclosure supplement. The maximum management fee charged by USA Financial Securities is 2.7%.
Location
2950 West 12th Street, Suite 10, Erie, PA, 16505
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
USA Financial Securities Corporation
USA Financial Securities LLCBroker
State Registrations4 states
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