Kathleen Parker
Kathleen Parker is a registered investment advisor at Fremont Financial Advisors INC., based in Riverton, WY, with 12 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 41 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fremont Financial Advisors (FFA) does not directly manage client investments but instead connects clients with three different money management platforms. Fees vary depending on the platform chosen:
- Milwaukee Institutional Asset Management (MIAM): Total annual fee ranges from 1.35% to 0.85% of your portfolio, split between MIAM and FFA.
- Betterment: FFA charges a fee based on your account size, ranging from 1.25% to 0.65% annually, plus Betterment's 0.25% wrap fee. Accounts over $2 million are negotiable.
- Victoria Capital Management (VCM): Total annual fee is 1.00% of your portfolio, split between VCM and FFA. Fees are negotiable for accounts above $5 million.
Location
2220 Riverview Road, Riverton, WY, 82501
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is licensed to sell life, accident, health, sickness, and disability insurance in Wyoming through Fremont Financial Inc. This activity takes about 10% of her time.
Employment History
Current Registrations
Fremont Financial Advisors INC.
Previous Registrations
Fremont Financial Advisors INC.
Fremont Financial Advisors INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.