James Maxon
James Maxon is a registered investment advisor at Osaic Wealth, INC., based in Eugene, OR, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1600 Valley River Drive, Suite 150, Eugene, OR, 97401
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Regulatory History (1)
Customer Dispute
April 2023Other Business ActivitiesSells Insurance
James owns Jaxon & Co., LLC, a legal entity through which his practice/business is managed, dedicating a few hours per week. He also owns Ascend Wealth Partners, LLC, a legal entity through which insurance products like annuities, long-term care, and life insurance are offered, serviced, and marketed, taking nearly full-time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.