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Brett Sohns

Lifegoal Investments, LLC
16 Years of Experience
Saratoga Springs, NY
1 Disclosure
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Brett Sohns is a registered investment advisor at Lifegoal Investments, LLC, based in Saratoga Springs, NY, with 16 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 291 clients with $360M in assets under management.

Lifegoal Investments, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
291 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$356.0M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.95%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.70%
$10.0M - $20.0M0.60%
$20.0M - $40.0M0.55%
$40M+0.55%

Fees are negotiable based on criteria such as historical relationship, type of assets, anticipated future earning capacity, and account composition. Cash is included in fee calculations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Saratoga Springs, NY

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History

Regulatory History (1)
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Criminal
April 2008
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brett owns Forever Young Spring, LLC (commercial real estate) and LifeGoal Lending LLC, dedicating minimal time to each. He is also a co-founder of LifeGoal Investments, LLC, but spends no time on this activity.

Employment History
Current Registrations
Lifegoal Investments, LLC
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Lifegoal Investments LLC
September 2021 - June 2023 · 1 yr 9 mos
Advisors Asset Management, INC.
November 2019 - May 2021 · 1 yr 6 mos
Advisors Asset Management, INC.Broker
October 2019 - May 2021 · 1 yr 7 mos
Hartford Funds Distributors, LLCBroker
August 2016 - October 2019 · 3 yrs 2 mos
Schroder Fund Advisors LLCBroker
March 2012 - August 2016 · 4 yrs 5 mos
Blackrock Investments, LLCBroker
January 2012 - February 2012 · 1 mo
Blackrock Fund Distribution CompanyBroker
July 2011 - December 2011 · 5 mos
Legg Mason Investor Services, LLCBroker
April 2008 - April 2011 · 3 yrs
State Registrations3 states
LANYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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