PS
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Phatsada Sengsourinha

14 Years of Experience
Canton, OH
Broker

Phatsada Sengsourinha is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Canton, OH, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

4300 Munson St Nw, Canton, OH, 44718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
November 2014 - March 2016 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
June 2014 - March 2016 · 1 yr 9 mos
Suntrust Investment Services, INC.Broker
March 2011 - October 2012 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
March 2008 - June 2010 · 2 yrs 3 mos
State Registrations37 states
ALAZCACOCTFLGAIDILINKSKYMAMDMEMIMTNCNENJNMNVNYOHORPASCSDTNTXUTVAVTVirgin IslandsWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Phatsada Sengsourinha - Financial Advisor | TrueAdvisor