John Mccarthy
John Mccarthy is a registered investment advisor at Parsonex Advisory Services, INC., based in Tustin, CA, with 18 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 609 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Annual fees are negotiable at the discretion of the advisor.
Fee Estimator
Location
17291 Irvine Blvd STE 340, Tustin, CA, 92780
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an investment advisor representative with Parsonex Advisory Services, spending about half his time there. He also owns McCarthy Financial Group, an S corp for his securities and advisory business, which is a full-time commitment, and sells insurance products through Back 9 Insurance, dedicating minimal time. Additionally, he is a travel director/program logistics for East West Connection, an educational program, for one event a year.
Employment History
Current Registrations
Parsonex Advisory Services, INC.
Parsonex Securities, INC.Broker
Previous Registrations
Parsonex Advisory Services, INC.
State Registrations11 states
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