JM
JM

Juan Muñoz

16 Years of Experience
Dallas, TX
Broker

Juan Muñoz is a registered investment advisor at Raymond James & Associates, INC., based in Dallas, TX, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

200 Crescent Court, Suite 550, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Raymond James & Associates, INC.
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2013 - February 2022 · 8 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2013 - February 2022 · 8 yrs 4 mos
Chase Investment Services CORP.Broker
March 2008 - April 2012 · 4 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Juan Muñoz - Financial Advisor | TrueAdvisor