James Brotherton is a registered investment advisor at Morgan Stanley, based in New York, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1 New York Plaza, Wm Ops, New York, NY, 10004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works at William Heritage Winery, a retail and online store, providing customer service. He spends a few hours per week on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan StanleyBroker
Morgan Stanley
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
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