Shannon Roth
Shannon Roth is a registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 17 years of industry experience. Shannon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1021 E Cary St 22nd Fl, James Center Ii, Richmond, VA, 23219
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2010Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Davenport & Company LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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