Patrick Alfano is a registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8400 E Prentice Ave. Ste #1125, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick operates under the DBA Prosperion Financial Advisors for his LPL business since 2017. He also uses PMA Advisory Services LLC for tax and investment purposes, dedicating about a quarter of his time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prosperion Financial Advisors
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
MML Distributors, LLCBroker
MML Investors Services, LLCBroker
Victory Capital Advisers, INC.Broker
Transamerica Capital, INC.Broker
Ing Financial Advisers, LLCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.