JF
JF

Jacob Egan Frank

16 Years of Experience
Broker
Compensation
Fixed/Hourly
Firm Size
8 advisors
Number of Clients
70 clients
Average Client Portfolio
Not specified
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Location

888 San Clemente, Suite 400, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jacob is a partner at Jamboree Food Innovations, Inc., advisor/co-founder at M12 Enterprises, LLC, passive investor at 8385 Holdings, LLC, investment banker at ROTH Canada, Inc., and co-founder/advisor to his wife's CPA business, Preface Financial Partners. These activities take up about 10-20% of Jacob's time at ROTH Canada and minimal time for the other activities.

Employment History
Current Registrations
Roth Capital Partners, LLCBroker
April 2012 - Present · 13 yrs 10 mos
Roth Capital Partners, LLC
April 2012 - Present · 13 yrs 10 mos
Previous Registrations
Wells Fargo Investments, LLC
March 2008 - July 2010 · 2 yrs 4 mos
Wells Fargo Investments, LLCBroker
March 2008 - July 2010 · 2 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.