LK
LK

Louis Klos

14 Years of Experience
Greenwood Village, CO

Louis Klos is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 14 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Louis is the Vice President and a minority stockholder (4% stake) of Dinosaur Safaris, Inc., a company that excavates and sells dinosaur bones. He spends minimal time on this activity, primarily distributing tax documents and relaying correspondence to his siblings.

Employment History
Current Registrations
Empower Advisory Group, LLC
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
ICMA Retirement CORP
July 2010 - June 2012 · 1 yr 11 mos
AXA Advisors, LLC
December 2008 - November 2009 · 11 mos
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Klos - Financial Advisor | TrueAdvisor