Ketul Mody
Ketul Mody is a registered investment advisor at Cetera Investment Advisers LLC, based in Newark, DE, with 18 years of industry experience. Ketul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
900 Prides Crossing, Newark, DE, 19713
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ketul is an agent/broker for fixed insurance sales since 2016, dedicating a few hours per week. He is also involved in several rental property businesses and a kids adventure park, spending minimal time on each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations13 states
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