Tariq Shaikh is a registered investment advisor at Morgan Stanley, based in Tempe, AZ, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
58 South River Drive, Suite 401, Tempe, AZ, 85281
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 9 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
Solium Financial Services LLCBroker
December 2019 - September 2020 · 9 mos
Charles Schwab & CO., INC.
May 2015 - November 2019 · 4 yrs 6 mos
Charles Schwab & CO., INC.Broker
August 2011 - November 2019 · 8 yrs 3 mos
Quest Capital Strategies, INC.Broker
May 2011 - August 2011 · 3 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.