Li Huang is a registered investment advisor, based in San Francisco, CA, with 15 years of industry experience. Li is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2533 Noriega St, San Francisco, CA, 94122
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Regulatory History (1)
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Employment Separation After Allegations
August 2013Employment History
Current Registrations
Cetera Investment Services LLC
April 2022 - Present · 4 yrs 6 mos
Cetera Investment Advisers LLC
April 2022 - Present · 4 yrs 6 mos
Cetera Investment Services LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2020 - May 2022 · 1 yr 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2020 - May 2022 · 1 yr 9 mos
State Farm Investment Management CORP.
July 2019 - July 2020 · 1 yr
State Farm Vp Management CORP.Broker
July 2019 - July 2020 · 1 yr
Citigroup Global Markets INC.
December 2013 - February 2019 · 5 yrs 2 mos
Citigroup Global Markets INC.Broker
December 2013 - February 2019 · 5 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2013 · 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2013 · 11 mos
Chase Investment Services CORP.
November 2011 - October 2012 · 11 mos
Chase Investment Services CORP.Broker
November 2011 - October 2012 · 11 mos
Edward Jones
September 2010 - October 2011 · 1 yr 1 mo
Edward JonesBroker
August 2010 - October 2011 · 1 yr 2 mos
State Registrations4 states
CAFLNVNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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