KH
KH

Kenneth Hack

9 Years of Experience
Plano, TX
BrokerSells Insurance

Kenneth Hack is a registered investment advisor at Vanguard Advisers, INC., based in Plano, TX, with 9 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 817,328 clients with $300B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2210 advisors
IM Fee
Planning only
Assets Under Management
$300.4B

Fee Structure

Vanguard Situational Advisor offers a one-time financial plan consultation for a fee:

  • New Model: $250, potentially paid by the participant, the plan sponsor, or a combination of both.
  • Legacy Model:
    • $250 for participants with $50,000 to $500,000 in total Vanguard assets.
    • $1,000 for participants with less than $50,000 in total Vanguard assets. Fee waivers are available for participants with over $500,000 in total Vanguard assets or who are over age 55.
One-Time Plan:$250 - $1,000
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Location

7900 Windrose Avenue, Plano, TX, 75024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kenneth maintains a life and health insurance license since 2017. He dedicates minimal time to this activity.

Employment History
Current Registrations
Vanguard Advisers, INC.
June 2022 - Present · 3 yrs 11 mos
Vanguard Marketing Corporation
June 2022 - Present · 3 yrs 11 mos
Vanguard Marketing CorporationBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
November 2020 - May 2022 · 1 yr 6 mos
MML Investors Services, LLCBroker
October 2020 - May 2022 · 1 yr 7 mos
Emerson Equity LLCBroker
May 2020 - August 2020 · 3 mos
Kalos Management
November 2017 - June 2020 · 2 yrs 7 mos
Kalos Capital, INC.Broker
November 2017 - June 2020 · 2 yrs 7 mos
Wells Fargo Clearing Services, LLC
December 2016 - September 2017 · 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2016 - September 2017 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.