Hafeez Fazal is a registered investment advisor, based in Atlanta, GA, with 17 years of industry experience.
Location
3500 Lenox Road, Suite 1700, Atlanta, GA, 30326
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Regulatory History (1)
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Employment Separation After Allegations
October 2018Employment History
Current Registrations
Register Financial Associates, INC.Broker
November 2018 - Present · 7 yrs 6 mos
Register Financial Advisors, LLC
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - November 2018 · 5 yrs 9 mos
Raymond James & Associates, INC.
February 2013 - November 2018 · 5 yrs 9 mos
Morgan Keegan & Company, INC.
June 2008 - February 2013 · 4 yrs 8 mos
Morgan Keegan & Company, INC.Broker
April 2008 - February 2013 · 4 yrs 10 mos
State Registrations10 states
AZCAFLGAILNCNVSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.