GW
CFP
GW
CFP
Gregory Wagner
18 Years of Experience
Westminster, MD
2 DisclosuresBroker
Gregory Wagner is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Westminster, MD, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
12 Locust Lane, Westminster, MD, 21157
Get directionsHistory
Regulatory History (2)
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Financial
January 2018Final
Financial
April 2017Final
Other Business Activities
Gregory is acting as Power of Attorney for his mother, who is in full nursing care. This activity requires a few hours per week and is investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2023 - Present · 3 yrs 4 mos
Raymond James & Associates, INC.
May 2023 - Present · 3 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2019 - May 2023 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2019 - May 2023 · 4 yrs 2 mos
Citizens Securities, INC.Broker
December 2011 - March 2019 · 7 yrs 3 mos
Citizens Securities, INC.
December 2011 - March 2019 · 7 yrs 3 mos
Edward Jones
April 2008 - December 2011 · 3 yrs 8 mos
Edward JonesBroker
March 2008 - December 2011 · 3 yrs 9 mos
State Registrations13 states
AZFLKYMAMDNCOHPASCTNVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.