MD
MD

Michael Dipiero

16 Years of Experience
Elmhurst, IL
BrokerSells Insurance

Michael Dipiero is a registered investment advisor, based in Elmhurst, IL, with 16 years of industry experience.

Location

132 N. York 3k, Elmhurst, IL, 60068

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Michael is a Director of Investments at Coltiva Wealth Planning Partners and Kestra Advisory Services, LLC, both financial planning firms, dedicating full-time hours to each. Michael also owns real estate, but spends minimal time on its maintenance.

Employment History
Current Registrations
Kestra Investment Services, LLCBroker
October 2021 - Present · 4 yrs 7 mos
Kestra Advisory Services, LLC
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
November 2020 - October 2021 · 11 mos
Hornor, Townsend & Kent, LLCBroker
November 2017 - October 2021 · 3 yrs 11 mos
Assetmark Brokerage, LLCBroker
August 2014 - November 2016 · 2 yrs 3 mos
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Assetmark, INC.
April 2012 - November 2016 · 4 yrs 7 mos
Capital Brokerage CorporationBroker
April 2012 - November 2013 · 1 yr 7 mos
Security Global Investors
June 2011 - December 2011 · 6 mos
Rydex Distributors, LLCBroker
May 2011 - December 2011 · 7 mos
Signator Investors, INC.
July 2008 - June 2011 · 2 yrs 11 mos
Signator Investors, INC.Broker
February 2008 - June 2011 · 3 yrs 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.